Investment Compliance Analyst/Location- Gurgaon

From 2 to 7 year(s) of experience
₹ Not Disclosed by Recruiter

Job Description


Roles and Responsibilities


Experience range- 2-6 years

Shift timings: 12.00 PM to 8.30 PM and 1.30 PM to 10.00 PM


Role:

The Investment Compliance Analyst will work closely with Business Partners in Investment Compliance at North America to help in data reconciliation, analysis and testing of Compliance Systems and Processes.


- Perform reconciliations and prepare reporting to support our ongoing regulatory obligations and internal policy requirements around the Code of Ethics.

- Assist in the administration of the Code of Ethics.

- Provide support for internal Compliance testing activities and regulatory filings across the company's investment operations.

- Perform monthly and quarterly testing on the company's portfolios post-trade data.

- Prepare desk procedures of any new testing being done.

Work with others in Investment Compliance on projects as needed in the development of a global compliance program; may perform activities across different jurisdictions based on needs/requirements


Role:Other

Salary: Not Disclosed by Recruiter

Industry:Financial Services

Functional Area:Other

Role Category:Other

Employment Type:Full Time, Permanent

Key Skills
Skills highlighted with ‘‘ are preferred keyskills

Education

UG:Any Graduate

Company Profile

Windows Consultants Pvt. Ltd.

MNC in Financial Services

Company Info
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Contact Company:Windows Consultants Pvt. Ltd.