Investment Compliance Analyst/Location- Gurgaon

From 2 to 7 year(s) of experience
₹ Not Disclosed by Recruiter

Job Description

Roles and Responsibilities

Experience range- 2-6 years

Shift timings: 12.00 PM to 8.30 PM and 1.30 PM to 10.00 PM


The Investment Compliance Analyst will work closely with Business Partners in Investment Compliance at North America to help in data reconciliation, analysis and testing of Compliance Systems and Processes.

- Perform reconciliations and prepare reporting to support our ongoing regulatory obligations and internal policy requirements around the Code of Ethics.

- Assist in the administration of the Code of Ethics.

- Provide support for internal Compliance testing activities and regulatory filings across the company's investment operations.

- Perform monthly and quarterly testing on the company's portfolios post-trade data.

- Prepare desk procedures of any new testing being done.

Work with others in Investment Compliance on projects as needed in the development of a global compliance program; may perform activities across different jurisdictions based on needs/requirements


Salary: Not Disclosed by Recruiter

Industry:Financial Services

Functional Area:Other

Role Category:Other

Employment Type:Full Time, Permanent

Key Skills
Skills highlighted with ‘‘ are preferred keyskills


UG:Any Graduate

Company Profile

Windows Consultants Pvt. Ltd.

MNC in Financial Services

Company Info
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Contact Company:Windows Consultants Pvt. Ltd.