Investment Compliance Analyst/Location- Gurgaon

Roles and Responsibilities

Experience range- 2-6 years

Shift timings: 12.00 PM to 8.30 PM and 1.30 PM to 10.00 PM

Role:

The Investment Compliance Analyst will work closely with Business Partners in Investment Compliance at North America to help in data reconciliation, analysis and testing of Compliance Systems and Processes.

- Perform reconciliations and prepare reporting to support our ongoing regulatory obligations and internal policy requirements around the Code of Ethics.

- Assist in the administration of the Code of Ethics.

- Provide support for internal Compliance testing activities and regulatory filings across the company's investment operations.

- Perform monthly and quarterly testing on the company's portfolios post-trade data.

- Prepare desk procedures of any new testing being done.

Work with others in Investment Compliance on projects as needed in the development of a global compliance program; may perform activities across different jurisdictions based on needs/requirements